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(American Journal of Botany. 2009;96:487-497.) doi: 10.3732/ajb.0800307 © 2009 Botanical Society of America, Inc. |
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Phycology |
2 Department of Earth and Atmospheric Sciences, University of Alberta, Edmonton, AB T6G 2E3, Canada 3 Botany Department, Connecticut College, New London, Connecticut 06320 USA
Received for publication 11 September 2007. Accepted for publication 21 October 2008.
ABSTRACT
The evolutionary history of diatoms is only constrained partially by the fossil record. The timing of several key events, such as initial colonization of freshwater habitats by marine taxa, remains poorly resolved. Numerous specimens of the genera Cyclotella, Discostella, and Puncticulata (Ochrophyta: Thalassiosirales) have been recovered in Middle Eocene lacustrine sediments from the Giraffe Pipe locality in the Northwest Territories, Canada. These diatoms extend the fossil record of the family Stephanodiscaceae to at least 40 million years before present (Ma) and thus provide a new evolutionary milepost for the thalassiosiroid diatoms, an important clade of centric diatoms with global representation in both marine and freshwater environments. The quality of the fossil material enables detailed investigations of areolae, fultoportulae, and rimoportulae, revealing direct morphological affinities with a number of extant taxa. These observations extend the antiquity of several characters of phylogenetic importance within the thalassiosiroid diatoms, including the fultoportula, and imply that the entire lineage is considerably older than prior constraints from the fossil record, as suggested independently by several recent molecular phylogenies.
Key Words: Cyclotella Discostella Eocene evolution fossil diatoms fultoportula morphology Puncticulata Thalassiosirales
Diatoms are a highly successful clade of microscopic photoautotrophs, accounting for approximately 20% of global photosynthesis (Falkowski and Raven, 1997
). However, the evolutionary history of the diatoms is poorly understood relative to other major phytoplankton groups, ultimately limiting the extent to which hypotheses concerning their rise to ecological prominence can be evaluated (Falkowski et al., 2004
). Poor concordance between molecular and paleontological estimates of major events in diatom evolution places a premium on fossil localities with exceptional preservation and adequate geochronology.
The order Thalassiosirales Glezer and Makarova contains about 40 validly published genera of living and fossil diatoms that are distributed globally in freshwater and marine environments (Table 1). These diatoms present an impressive array of morphological characters, including fultoportulae (strutted processes), rimoportulae (labiate processes), and in some taxa, loculate areolae with internal cribrae. Valve-face areolae frequently form striae with either linear or radial arrangements. In several genera, areolae are organized as distinct fascicles with or without internal radial costae on the interstriae. Despite considerable morphological and ecological diversity, the Thalassiosirales form a robust natural group in all recent molecular phylogenies, with the nonfultoportulate Lithodesmiales Round and Crawford as the sister clade (Fox and Sörhannus, 2003
; Sörhannus, 2004
; Kaczmarska et al., 2006
; Sims et al., 2006
). Within the thalassiosiroid lineage, the families Thalassiosiraceae Glezer and Makarova and Stephanodiscaceae Lebour are the most common and diversified (Table 1). Thalassiosira Cleve is the most speciose genus in the order, with about 180 and 12 marine and fresh-water species, respectively (Round et al., 1990
). This genus includes the first diatom for which the entire genome was sequenced, T. pseudonana Cleve, yielding a relatively compact genome (34.5 mega base pairs) that nonetheless elucidates the complexity of diatom origins (Armbrust et al., 2004
). Furthermore, the culturing of Thalassiosira has been central to major developments in algal toxicology, physiology, and biochemistry (e.g., Rueter and Morel, 1981
; Harrison and Morel, 1986
; Roberts et al., 2007
). Marine representatives of Thalassiosira appear closely related to several freshwater genera of the family Stephanodiscaceae, the so-called cyclostephanoid group that includes Cyclostephanos Round, Cyclotella Kützing ex de Brébisson, Discostella Houk and Klee, Puncticulata Håkansson, and Stephanodiscus Ehrenberg. It has been proposed that these genera originated from multiple events of freshwater colonization by marine thalassiosiroid taxa (Kaczmarska et al., 2006
; Sims et al., 2006
). Additional molecular approaches involving both nuclear and chloroplast gene sequences confirm elegantly this polyphyletic model of diversification into freshwater habitats (Alverson, 2007
; Alverson et al., 2007
). However, the timing of these hypothesized evolutionary radiations remains poorly constrained. Continued interrogation of the fossil record is therefore necessary to furnish mileposts for various evolutionary events among the thalassiosiroid diatoms.
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40 Ma from northern Canada. These fossil diatoms are morphologically similar to the modern species C. michiganiana Skvortzow, D. stelligera (Cleve and Grunow) Houk and Klee, and P. radiosa (Lemmermann) Håkansson. These observations extend the fossil record of the fultoportula by approximately 10 million years. In this light, diatom phylogenetic schemes that integrate paleontological and molecular data are in need of substantial revision. MATERIALS AND METHODS
Study site
The Giraffe Pipe locality (64°44'N, 109°45'W) is a kimberlite diatreme that has been infilled by a sequence of Middle Eocene lacustrine and paludal sediments and subsequently back-filled by Neogene glacigenic sediments (Fig. 1). The Giraffe Pipe is one of many kimberlites in the Lac de Gras field, most of which have Cretaceous or Paleogene emplacement ages (Heaman et al., 2004
). A 165-m drill core collared at 47° was raised by BHP Billiton Diamonds in 1999 (core BHP 99–01) to assess the diamond potential of kimberlite underlying the crater fill. Core BHP 99–01 contains 113.1 m of stratified organic sediment of Middle Eocene age, including 44.8 m of peaty material underlain by 68.3 m of lacustrine mudstone. Conversion of these core depths to their vertical equivalents implies stratigraphic thicknesses of 32.7 m for the peat and 51.1 m for lake sediments (Fig. 1). Two air-fall tephra beds occur at the transition between lacustrine and paludal sedimentation, which marks the final infilling of the maar and incipient colonization by a forest composed dominantly of Metasequoia Miki ex Hu and Cheng (Cupressaceae).
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50 cm in the lower core (85–110 m equivalent vertical depth, Fig. 1C). Below this depth, diatoms and other siliceous microfossils are scarce, but colonies of Botryococcus Kützing (Chlorophyceae) are profuse. Above the studied interval, diatoms belonging to the families Aulacoseiraceae Crawford and Eunotiaceae Kützing become abundant, as do scaled chrysophytes of the class Synurophyceae Andersen, all of which are exquisitely preserved (Siver and Wolfe, 2005
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7–8 million years before being infilled by sediment and colonized by terrestrial vegetation.
Sample preparation
Specimens were prepared for scanning electron microscopy (SEM) as follows. Small chips (
200 mg) of mudstone were first oxidized with 30% H2O2 overnight to attack organic matter, and then centrifuged and rinsed several times with deionized water (reverse-osmosis filtration). Samples of cleaned slurry were air-dried onto heavy-duty aluminum foil, trimmed, and mounted to aluminum stubs with Apiezon wax. Additional examinations were made of unprepared material. In this case, fresh fractures perpendicular to bedding planes were mounted onto stubs with double-sided carbon tape, and ringed with silver paint. These stubs were sputter-coated with Au or Au-Pd mixtures, prior to examination with either a Leo 982 (University of Connecticut) or a JEOL-6301F (University of Alberta) field-emission SEM. For light microscopy (LM), both H2O2-digested slurries and untreated disaggregated mudstone (<125 µm fraction) were mounted in Naphrax and examined under oil immersion objectives.
RESULTS
Despite excellent and continuous preservation of biogenic silica in the lower lacustrine facies of the Giraffe pipe core, diatoms are relatively uncommon. Chrysophyte stomatocysts, scales, and bristles are by far the most abundant siliceous microfossils. Cysts often constitute discrete laminae, but are also abundant in the organic-rich sediment matrix (Fig. 2D, E). Siliceous sponge spicules and gemmoscleres (birotules), as well as euglyphid protozoan scales (testate amoebae), are also more abundant than diatoms. From the census of SEM observations, we estimate that diatoms represent 0.5–5.0% of total siliceous microfossils. The most common diatoms in this portion of the core are araphid pennate taxa, including Fragilaria Lyngbye, Fragilariforma (Ralfs) Williams and Round, Oxyneis Round, Staurosira (Ehrenberg) Williams and Round, and Staurosirella Williams and Round, which will be reported upon separately. However, in the course of intensive SEM efforts (i.e., >100 h), regular observations of several morphotypes of thalassiosiroid diatoms were made. These account for
10% of the total diatoms encountered, implying that between a few hundred and several thousand siliceous microfossils were examined for each thalassiosiroid diatom. Nonetheless, given the sheer richness in most samples, a typical SEM session would yield several observations of the thalassiosiroid forms.
Given the resemblance of these diatoms to modern taxa, serious concerns were raised concerning potential contamination, both in the laboratory and from stratigraphic remobilization. Multiple additional and independent preparations were conducted in our respective laboratories with previously unused glassware, revealing rare but consistent occurrences of these diatoms across a range of samples from the lower core. Subsequently, fragments of these diatoms, including broken valves and copulae, were observed embedded within the matrix of undigested freshly fractured surfaces, confirming that they are part of the primary sedimentary material. We found no evidence in any of our preparations for contamination by species that commonly co-occur with these diatoms in modern lakes, which we believe would have been conspicuous. The possibility that these microfossils were leaked from younger strata can also be discounted because the
30 m peat facies that overlies the lake sediments is devoid of diatoms and chrysophyte microfossils. Furthermore, material originating from the outer core surface was consistently excluded by sampling only freshly fractured surfaces well beneath the surface, hence obviating the possibility of contamination during drilling. Finally, high-magnification SEM shows that the surfaces of these diatoms are lightly but visibly etched, to an extent not predicted for modern contaminants. Fortunately, this degree of etching does not impede observations of fine structures. Through these efforts, we have convinced ourselves that the diatoms we report here are indeed of Middle Eocene age. If additional authentication is warranted, voucher material is available upon request from the authors.
Cyclotella Kützing ex de Brébisson 1838 (Figs. 3–10)
Specimens observed from Giraffe pipe sediments conform in every way to current concepts of the genus Cyclotella (Round et al., 1990
; Håkansson, 2002
). Accordingly, Giraffe pipe Cyclotella have an undulating central area and robust radial costae (Figs. 3–5). Valve margin fultoportulae occur primarily adjacent to every fourth stria (Fig. 6), or occasionally every fifth or sixth (Fig. 8). Valve-face fultoportulae are clustered asymmetrically, opposite to both the prominent convex undulation (Figs. 3–7) and the single sessile rimoportula (Figs. 9–10). Valve-face fultoportulae generally have two satellite pores, although most specimens also possess a single fultoportula bearing three satellite pores (Fig. 7).
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Discostella Houk and Klee 2004 (Figs. 11–22, 29)
A second group of thalassiosiroid diatoms observed in Giraffe pipe sediments is characterized by the stellate organization of the central area. Valves have a convex or concave central area, frequently with a colliculate external morphology (Fig. 11). Stellate alveoli are occluded by cribrae (Figs. 12–14), but in some cases do not fully perforate the valve face, resulting in depressions that express variably the stellate pattern (Figs. 17, 20, 22). Marginal fultoportulae have two satellite pores and are situated between costae, adjacent to every second to fourth stria (Figs. 15–21). A simple single rimoportula also occurs on the valve mantle (Figs. 18–21), but neither rimportulae nor fultoportulae are present on the valve face. All these features are entirely consistent with the diagnosis of Discostella by Houk and Klee (2004)
.
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DISCUSSION
The documentation of Middle Eocene freshwater thalassiosiroid diatoms with morphological affinities to modern taxa has numerous implications for the evolution of the lineage. The emergence of these diatoms in lakes of western North American had been hitherto assigned to the Middle and Late Miocene (Cylotella sensu lato followed by Mesodictyon Theriot and Bradbury), with further speciation during the Pliocene as Stephanodiscus and Cyclostephanos evolved (Krebs et al., 1987
). These authors stated (p. 506) that they "are confident, however, that the general outline of lacustrine diatom biochronology presented herein will remain intact." While their biostratigraphic scheme has endured with respect to Mesodictyon, which appears restricted to the Late Miocene globally (Fourtanier et al., 1993
; Khursevich, 2006
), it is now concluded that the cyclostephanoid genera Cyclotella, Discostella, and Puncticulata had evolved by the Middle Eocene, in the order of 20 million years prior to previous estimates.
Central to arguments concerning thalassiosiroid evolution is the emergence of the fultoportula, which, while representing the defining character of the order Thalassiosirales, mandates both excellent preservation and the use of SEM to document satisfactorily. As the locus of β-chitin thread synthesis (Herth, 1978
), the fultoportula is a synapomorphic trait for the thalassiosiroid lineage, to which this secondary metabolism appears unique. Threads produced by valve-face fultoportulae link adjacent cells into filamentous colonies, whereas those emerging from valve margin fultoportulae appear involved in cell buoyancy regulation (Walsby and Xypolyta, 1977
). The oldest diatoms with fultoportulae unambiguously homologous to those of modern thalassiosiroids had recently been assigned to Poloniasira Kaczmarska and Ehrman, from the Late Oligocene (
31 Ma) of Poland (Kaczmarska and Ehrman, 2008
). The current study suggests that both marginal and valve-face fultoportulae were already present in nonmarine diatoms by the Middle Eocene. Concerning the evolution of the fultoportula, Kaczmarska et al. (2006
, p. 132) conceded cautiously that "the sequence of events leading to its formation is not known either from the fossil record or ontogenetically." However, only the scenarios of fultoportula evolution from either the areola or the multistrutted process pass the suite of homology tests required to be retained as testable hypotheses (Theriot, 2008
). The relationship between the fultoportula and the multistrutted process of Late Cretaceous and Paleogene Thalassiosiropsis has been suspected since the genus was erected (Hasle and Syvertsen, 1985
), and the inclusion of Thalassiosiropsis in Table 1 reflects our conviction that homology can be postulated between the multistrutted process and the fultoportula. The architecture of fultoportulae in the Giraffe pipe specimens implies that their morphology is highly conserved over the last 40 million years in the documented genera. This narrows the stratigraphic window in which to search for key transitional morphotypes: sediments of Late Cretaceous to Middle Eocene age, but capturing both marine and freshwater environments (Harwood et al., 2007
). In a more general sense, the Giraffe pipe specimens indicate that the full complement of morphological characters that define modern thalassiosiroid diatoms had evolved much earlier than previously suspected. Two hypotheses can be invoked with respect to these observations.
First, the evolution of Thalassiosirales from extinct marine centric lineages of Cretaceous age may have occurred at an accelerated tempo. This possibility may be explored through analyses of three of the Early Cretaceous genera erected by Gersonde and Harwood (1990)
, namely Gladiopsis, Praethalassiosiropsis, and Rhynchopyxis. If any of the features that characterize these genera, including the central annular, perforate, or rhyncho-shaped processes, can be proven homologous to the fultoportulae of thalassiosiroid diatoms, one or more of these taxa may yet be confirmed as the ancestral stock. Support exists for the potential of rapid speciation within the Thalassiosirales, as implied by a wealth of molecular (Kooistra and Medlin, 1996
; Armbrust and Galindo, 2001
) and stratigraphic (Edlund et al., 2000
; Khursevich, 2006
; Theriot et al., 2006
) evidence. The scenario of accelerated evolution during the Cretaceous is not only consistent with these and other elements of the diatom fossil record (Sinninghe Damsté et al., 2004
), but also mirrored by the spermatophyte and pteridophyte lineages on land (Schneider et al., 2004
). Possibly, accelerated diversification occurred broadly across autotrophic clades at this time, in response to unique but unspecified environmental cues. One caveat to this scenario is that the backbone of the thalassiosiroid tree is relatively well resolved (Kaczmarska et al., 2006
; Alverson et al., 2007
), which likely places an upper limit on potential rates of speciation within the group.
A second possibility is that the entire thalassiosiroid lineage is considerably older than currently established, and inferences concerning its history have been complicated by the incomplete nature of the fossil record (Theriot, 2008
). This view is consistent with molecular clocks using small subunit rRNA and various constraints from the fossil record, which suggest that the order Thalassiosirales is considerably older than implied by the available fossil record (Kooistra and Medlin, 1996
; Sörhannus, 2007
). Of course, the two hypotheses presented are not mutually exclusive. Moreover, the observations from the current study allow only the second to be addressed, until a fuller range of Cretaceous diatoms, including putative freshwater forms (Chacón-Baca et al., 2002
), can be appraised in full morphological detail using SEM.
We argue here that it is primarily the limiting quality of the diatom fossil record that has led to discrepant age estimates for the origin of phylogenetically important characters such as the fultoportula. In this regard, exceptional fossil localities with well-constrained ages, such as the Giraffe pipe locality for Middle Eocene lakes, gain considerable importance. For example, this site has already extended by millions of years the fossil records of eunotioid diatoms (Siver and Wolfe, 2007
) and of scaled chrysophytes (Siver and Wolfe, 2005
). From the simple perspective of the outstanding preservation witnessed in this material, the discovery of thalassiosiroid diatoms is perhaps less surprising, all the more since the vast majority of siliceous microfossils observed to date can be attributed to extant genera. It is not only the morphology of these organisms, but also their autecologies, that appear largely unchanged since the Middle Eocene. For example, the three cyclostephanoid diatom genera reported here commonly co-occur in the phytoplankton of modern oligotrophic to mesotrophic lakes (Kling and Håkansson, 1988
; Siver et al., 2005
), much as they apparently did in the Middle Eocene Giraffe lake ecosystem. From the integration of these observations, we share the view that the diatom fossil record is likely considerably older than presently known, in keeping with the fact that molecular clocks place the origin of diatoms at least 100 Ma before the earliest unambiguous fossils, but unlikely earlier than 266 Ma (Kooistra and Medlin, 1996
; Sims et al., 2006
). As for the thalassiosiroid lineage, an age of at least 100 Ma seems most probable, in keeping with current molecular estimates that predict an origin for the clade between 125 and 149 Ma (Sörhannus, 2007
).
Finally, we state with assurance that initial colonization of freshwater habitats by cyclostephanoid diatoms evolved from marine Thalassiosiraceae had occurred by 40 Ma, considerably earlier than longstanding biostratigraphic estimates placing these events in the Miocene (e.g., Krebs et al., 1987
). Given the relative abundance of Cretaceous kimberlites in western and central North America (Heaman et al., 2004
), as well as in southern Africa (Smith et al., 1985
), concerted efforts should be directed at exploring their post-eruptive sedimentary fills for well-preserved early diatom floras. Given the results obtained thus far from Giraffe pipe sediments, the kimberlite maar depositional environment is likely to continue informing the fossil record of nonmarine diatoms.
FOOTNOTES
1 The authors thank BHP Billiton Diamonds Inc. (Kelowna), the Geological Survey of Canada (Calgary), J. Westgate (University of Toronto), A. Lizarralde (Connecticut College), G. Braybrook (University of Alberta), and B. Perren (University of Toronto) for Greenland Puncticulata specimens. Comments by A. Alverson (Indiana University), M. Edlund (Science Museum of Minnesota), D. Harwood (University of Nebraska), two anonymous reviewers, and the editorial staff have greatly improved the manuscript. This work was supported by the Natural Sciences and Engineering Research Council (Canada) and the National Science Foundation (USA, NSF-DEB-0716606). ![]()
4 Author for correspondence (e-mail: awolfe{at}ualberta.ca) ![]()
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