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(American Journal of Botany. 2003;90:310-320.)
© 2003 Botanical Society of America, Inc.


Systematics

Phylogenetic relationships in Gleditsia (Leguminosae) based on ITS sequences1

Andrew Schnabel2,4, Patrick E. McDonel5 and Jonathan F. Wendel3

2Department of Biological Sciences, Indiana University South Bend, South Bend, Indiana 46634 USA; 3Department of Botany, Iowa State University, Ames, Iowa 50011 USA

Received for publication May 14, 2002. Accepted for publication September 26, 2002.


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 LITERATURE CITED
 
We used nucleotide sequences from the internal transcribed spacers and 5.8S gene of nuclear ribosomal DNA to test competing phylogenetic and biogeographic hypotheses in Gleditsia. Eleven of 13 Gleditsia species were sampled, along with two species of its sister genus, Gymnocladus. Analyses of ITS data and of a combined data set that included sequences of ITS and two chloroplast genes supported several conclusions that were interpreted in light of fossil data and current legume phylogeny. Gleditsia and Gymnocladus appear to have originated in eastern Asia during the Eocene. Eastern North American species of both genera most likely evolved from ancestors that migrated across the Bering land bridge, but the eastern Asian/eastern North American disjunction appears to be much older in Gymnocladus than in Gleditsia. Gleditsia amorphoides, from temperate South America, is sister to the rest of the genus, suggesting early long-distance dispersal from Asia. The remainder of Gleditsia is divided into three unresolved clades, possibly indicating a split early in the evolution of the genus. Two of those clades contain only Asian species, and one contains Asian and North American species. The North American species, Gleditsia triacanthos and Gleditsia aquatica, are polymorphic and paraphyletic with respect to their ITS and cpDNA sequences, which suggests recent diversification.

Key Words: biogeography • GleditsiaGymnocladus • internal transcribed spacer • Leguminosae • molecular phylogeny • ribosomal DNA


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 LITERATURE CITED
 
The well-known floristic similarities between eastern Asia and eastern North America have a long and complicated history (e.g., Chaney, 1947 ; Graham, 1972 ; Boufford and Spongberg, 1983 ; Manchester, 1999 ; Tiffney, 2000 ). It is now recognized that floristic interchanges between North America and Asia were dynamic during the Cenozoic, involving at least five distinct periods and migrations across both the Bering and North Atlantic land bridges (Tiffney, 1985a , b , 2000 ; Manchester, 1999 ). Consequently, the results of the recent flurry of phylogenetic studies involving taxa with eastern Asian-eastern North American disjunctions have been no less diverse with respect to biogeographic interpretations (e.g., Kelly, 1998 ; Xiang et al., 1998 ; Kim and Kim, 1999 ; Stanford et al., 2000 ; Soltis et al., 2001 ; Whitcher and Wen, 2001 ). As discussed in a review by Wen (1999) , phylogenetic analyses have revealed that many of the hypothesized intercontinental, sister-species pairs are not closest relatives and that continued diversification has often occurred in Asia and North America following one or more migration events between the continents (e.g., Qiu et al., 1995 ; Wen and Shi, 1999 ; Stanford et al., 2000 ). Biogeographic explanations for many taxa with significant representation in eastern Asia and eastern North America are further complicated by the presence of disjunct members in other areas, such as western North America, South America, or Europe (e.g., Wen et al., 1998 ; Cameron and Chase, 1999 ; Soltis et al., 2001 ; Whitcher and Wen, 2001 ).

The genus Gleditsia represents one of the best examples of the complexities involved in trying to unravel the biogeographic history of eastern Asian-eastern North American disjunctions. Like most woody genera with Asian-North American connections (Guo and Ricklefs, 2000 ), the majority of the species diversity in Gleditsia is found in eastern Asia, but Gleditsia species are also found in eastern North America, east-central South America, and the southern Caucasus. The only thorough review of the genus (Gordon, 1966 ) recognized 13 species: eight in eastern Asia (G. australis, G. delavayi, G. fera, G. japonica, G. macracantha, G. microphylla, G. rolfei, and G. sinensis), two in eastern North America (G. aquatica, G. triacanthos), one in South America (G. amorphoides), one in a small area near the southern coast of the Caspian Sea (G. caspica), and a final, poorly documented species from northeastern India (G. assamica).

These species designations, however, are not universally accepted, especially with respect to the Asian taxa (Larsen et al., 1980 ; Li, 1982 , 1988 ; Paclt, 1982b ). We have used Gordon (1966) as a starting point for our investigations, because more than any other author, he suggested clear hypotheses about phylogenetic and biogeographic relationships. First, Gordon hypothesized a close relationship between G. triacanthos, which is widespread throughout eastern North America, and G. japonica, G. delavayi, and G. caspica, a group of morphologically similar species. This hypothesis was later made more specific by Isley (1975 , p. 157), who suggested that G. japonica was "the closest oriental equivalent of G. triacanthos." Second, Gordon hypothesized that G. aquatica, a more narrowly distributed species from the eastern United States, was sister to G. microphylla, which grows in north and east China. Third, Gordon suggested that the distinctive South American species, G. amorphoides, is most closely related either to G. rolfei (southeast Asia) or to G. microphylla.

We previously tested these hypotheses using maximum parsimony analyses of sequences from two chloroplast genes, ndhF and rpl16 (Schnabel and Wendel, 1998 ). Interpreting our results (Fig. 1) in light of fossil and geologic evidence, we hypothesized that the genus most likely arose in Asia; that the eastern North American lineage probably evolved from a G. japonica-like ancestor that migrated across the Bering land bridge during the Miocene (5–23 million years ago [mya]); and that the ancestor of G. amorphoides most likely reached South America by dispersal across the Pacific Ocean. In the study described here, we use sequences of the internal transcribed spacers (ITS) of nuclear ribosomal genes to help resolve the differences between earlier phylogenetic and biogeographic hypotheses in Gleditsia and those suggested by our cpDNA data. We find that the ITS data largely are congruent with the cpDNA data, thus providing support for nearly all of the conclusions reached in our earlier study.



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Fig. 1. Hypothesized phylogenetic relationships among 11 Gleditsia species, using two Gymnocladus species as outgroups, based on maximum parsimony analysis of ndhF and rpl16 cpDNA sequences from 17 accessions (Schnabel and Wendel, 1998 )

 

    MATERIALS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 LITERATURE CITED
 
We sampled the same 11 species of Gleditsia used in our previous study (Schnabel and Wendel, 1998 ), and most of the same accessions (accession, source, and voucher information has been archived at the Botanical Society of America website at http://ajbsupp.botany.org/v90/). No material was available for G. assamica, and two G. macracantha accessions we obtained from botanical gardens proved to be misidentified G. triacanthos accessions. No further accessions of G. macracantha were available. To better test hypotheses about the evolution of North American Gleditsia, we added several accessions of G. triacanthos and G. aquatica, most of which came from either the Morton Arboretum (Lisle, Illinois, USA) or the Indiana University Experimental Garden (Bloomington, Indiana, USA). All of these trees were grown from seed collected from natural populations. We also added a second accession of G. amorphoides from Argentina. The outgroup for this analysis was Gymnocladus, which forms a monophyletic "Gleditsia group" in recent phylogenetic analyses of the Leguminosae (Bruneau et al., 2001 ; Kajita et al., 2001 ; Herendeen et al., in press ). Gymnocladus also has an eastern Asian-eastern North American distribution, with 3–4 species in eastern and southern Asia and one species in eastern North America (Lee, 1976 ; Larsen et al., 1980 ). We sampled one accession of Gymnocladus chinensis (China) and two accessions of Gymnocladus dioica (North America). In total, analyses to test phylogenetic hypotheses about Gleditsia as a whole were conducted using three Gymnocladus accessions and 23 Gleditsia accessions that included one G. amorphoides accession, 15 Asian/Caspian accessions, and seven North American accessions.

We extracted total genomic DNA from fresh or dried leaves using the protocol described in Paterson et al. (1993) or Qiagen DNeasy Plant Mini Kits (Qiagen, Valencia, California, USA). Amplification of the internal transcribed spacers 1 and 2 (ITS1 and ITS2) and 5.8S gene of nuclear ribosomal DNA was performed using the ITS5 (forward) and ITS4 (reverse) primers of White et al. (1990) in 50-µL reactions containing 10% dimethylsulfoxide, 0.2 µmol/L of each primer, 0.2 mmol/L of each dNTP, 1.5 mmol/L MgCl2, 2.5 units Taq polymerase (Promega, Madison, Wisconsin, USA), and 5 µL Promega Mg-free reaction buffer. Cycling conditions began with 0.5 min at 95°C, continued with 35 cycles of 0.3 min at 95°C, 0.5 min at 55°C, and 1.5 min at 72°C, and finished with 3 min at 72°C.

For most accessions, amplified DNA was cloned following the protocols of the TA cloning kit (Invitrogen, San Diego, California, USA). White colonies were screened by picking cells with sterile toothpicks and dipping the cells directly into a 20-µL polymerase chain reaction (PCR) mix (same ingredient concentrations as above, except for the addition of 0.2 µL of 10x bovine serum albumin). Screening primers were complementary to the regions of the pCR2.1 vector flanking the ITS insert (forward: 5'-GCCGCCAGTGTGCTGGAATT-3'; reverse: 5'-TAGATGCATGCTCGAGCGGC-3'; Qiu et al., 2001 ). Cycling conditions included 2 min at 96°C, followed by 35 cycles of 0.5 min at 94°C, 1 min at 65°C, and 3.5 min at 72°C, with a final 10 min at 72°C. Colonies showing presence of the insert were screened a second time (50-µL PCR reaction) to generate templates for sequencing. Amplified template was purified using Wizard PCR Preps (Promega) and then sequenced using the ABI Prism BigDye cycle sequencing kit (PE Applied Biosystems, Foster City, California, USA) in a 10-µL reaction that included 1 µL template (250–500 ng), 4 µL reaction mix, and 2 µmol/L primer. We used the ITS2, ITS3, and ITS4 primers from White et al. (1990) for these reactions. Sequenced templates were ethanol precipitated, dried, and sent to the Indiana University (Bloomington, Indiana, USA) DNA facility for electrophoresis. We attempted to sequence 2–3 clones of each accession. This sequencing protocol was followed for all but four of the accessions (G. amorphoides-2, G. japonica-2, G. japonica-4, G. australis-1; http://ajbsupp.botany.org/v90/), for which ITS sequences were generated directly from double-stranded PCR product using the Thermo Sequenase cycle sequence kit (Amersham Pharmacia, Piscataway, New Jersey, USA), electrophoresis in Long Ranger (AT Biochem, Malvern, Pennsylvania, USA) gels, followed by autoradiography. Sequences have have been deposited in GenBank (AF509969–AF510034).

We generated an initial alignment of the ITS sequences using CLUSTALW (Thompson et al., 1994 ; Higgins et al., 1996 ) and then made several minor adjustments manually. To determine boundaries of ITS1 and ITS2, we compared our sequences with those published on the papilionoid tribe Millettieae (Hu et al., in press ). The alignment of all sequences conservatively suggested the presence of 23 gaps, 21 of which were 1–2 base pairs (bp) in length. Of those gaps, 15 were unique to one accession or to one clone within an accession, and five were unique to two or more Gymnocladus accessions. Because only three of the hypothesized gaps were potentially phylogenetically informative, all phylogenetic analyses treated gaps as missing data.

Phylogenetic analyses were accomplished using PAUP* 4.0b10 (Swofford, 2002 ). Pairwise evolutionary distances between accessions were generated under the Kimura 2-parameter model, also using PAUP*. To test hypotheses about the phylogeny of Gleditsia as a whole, we used 50 of the ITS sequences, which included 16 of the 32 North American Gleditsia sequences and all the complete or nearly complete sequences from the other species. A separate analysis of North American Gleditsia was conducted on the full set of 32 clonal sequences from six G. triacanthos and nine G. aquatica accessions, with two G. japonica accessions being used for outgroup comparison.

Both maximum parsimony (MP) and maximum likelihood (ML) optimality criteria were used to evaluate possible tree topologies. The MP analyses used a heuristic search with the accelerated transformation option to optimize the unordered characters and tree bisection-reconnection branch swapping. Starting trees were obtained by stepwise addition with a random addition sequence (10 replicates). Branch support was evaluated through bootstrap analysis (Felsenstein, 1985 ; Swofford et al., 1996 ). For the ML analyses, we modeled among-site rate variation using a gamma distribution and used the shortest trees from the MP analyses as a starting point for ML estimation of transition/transversion (ti/tv) ratios and the alpha parameter of the gamma distribution for among-site rate variation. We then followed an iterative procedure described in Swofford et al. (1996) , in which the most likely tree from each heuristic search was used to reestimate the ti/tv ratio and alpha parameter. This was repeated until essentially no change occurred in the likelihood estimate between iterations. In these analyses, nucleotide frequencies were assumed to be equal to empirical frequencies, and a molecular clock was not enforced.

Because the results of phylogenetic analyses using ITS sequences were so similar to those found using chloroplast DNA (cpDNA) sequences (Schnabel and Wendel, 1998 ), differing significantly only in the placement of G. amorphoides, we performed another set of analyses on combined ITS and cpDNA data sets for 20 Gleditsia and two Gymnocladus accessions. For these analyses, composite ITS sequences were generated by merging the 2–3 clonal sequences within an accession and treating multistate nucleotide positions as uncertainties. We followed the same procedures described above for the ITS analyses, except that the MP analysis used a branch-and-bound algorithm, and branch support was evaluated through calculation of both decay indices (Bremer, 1988 ; Donoghue et al., 1992 ) and bootstrap values.

To predict the center of origin for Gleditsia and Gymnocladus, we employed the method of character mapping described by Xiang et al. (1998) . Taking the consensus MP tree from the combined ITS/cpDNA analysis as the best hypothesis of Gleditsia/Gymnocladus phylogeny, we assigned unordered character-state codes (1–5) to the geographical distribution areas of each species (eastern/northeastern Asia, southern Asia, southern Caucasus, eastern North America, South America) and used the Trace Character function in MacClade 4 (Maddison and Maddison, 2000 ) to map geographic locations on the tree. For this analysis, we assumed that Gymnocladus is monophyletic.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 LITERATURE CITED
 
Internal transcribed spacer sequence diversity
For the 11 Gleditsia and two Gymnocladus species sampled, we generated 66 complete or partial ITS sequences from 35 accessions. Each full sequence included 32 nucleotides of the 26S rRNA gene, 38 nucleotides of the 18S rRNA gene, and complete sequences of ITS1, the 5.8S rRNA gene, and ITS2. Partial sequences were obtained for the four accessions that were sequenced directly. The G. amorphoides-2 accession was missing over half of the ITS1 and ITS2 sequence, but the 202 nucleotides available were identical to one of the clones from the G. amorphoides-1 accession. This partial sequence was not included in subsequent phylogenetic analyses. The G. japonica-4 and G. australis-1 accessions were missing the 26S fragment and the first 80 bp of ITS1, and those same accessions, as well as the G. japonica-2 accession, were missing approximately 50 bp of the 5.8S gene. All complete 5.8S sequences were 160 nucleotides in length, except for the two sequences from Gymnocladus chinensis, which were 162 nucleotides long. The ITS1 sequences varied in length from 237 to 242 bp, whereas the ITS2 sequences varied from 214 to 229 bp. Alignment of the ITS1 sequences required the hypothesis of 11 insertion/deletion events of 1–2 bp each and resulted in an aligned length of 246 bp. Alignment of the ITS2 sequences required 10 indels of 1–2 bp each and two longer gaps of 8 bp and 14 bp for a total aligned length of 229 bp. The guanine-cytosine (GC) content averaged 69.8% in ITS1, 74.7% in ITS2, and 54.5% in the 5.8S gene.

Because studies have shown that some plant genomes harbor multiple, and in some cases, highly divergent ITS sequences (e.g., Buckler and Holtsford, 1996 ), we sampled more than one clone for most accessions studied. When we considered only substitution polymorphisms, no two of the cloned accessions were identical to each other, and overall, we found 58 unique sequences among the 62 cloned sequences. For the 50 sequences included in the main phylogenetic analysis, 202 of 707 characters (28.6%) exhibited substitution polymorphisms, and 154 (21.8%) of those were parsimony-informative. For the 45 Gleditsia sequences alone, 131 sites were polymorphic, 82 of which were parsimony-informative. The informative sites were approximately equally distributed between ITS1 and ITS2, with much less information present in the 5.8S gene (Table 1).


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Table 1. Summary of molecular information for the 50 ITS sequences (45 Gleditsia and five Gymnocladus) used in the main phylogenetic analysis. Numbers in parentheses are estimates for the 45 Gleditsia sequences alone. Totals include variable sites from 32 base pairs (bp) of the 26S gene and 38 bp of the 18S gene flanking the ITS1/5.8S/ITS2 region

 
We used six G. triacanthos (13 sequences) and nine G. aquatica (19 sequences) accessions to investigate intraspecific ITS variation in North American Gleditsia. In G. triacanthos, 12 of 13 sequences were unique, sequence divergence (Kimura 2-parameter distances) ranged from 0.000 to 0.020 (mean ± 1 SD = 0.009 ± 0.005), and 24 of 26 polymorphic sites were autapomorphies. In G. aquatica, 18 of 19 sequences were unique, sequence divergence ranged from 0.000 to 0.024 (mean ± 1 SD = 0.012 ± 0.005), and 19 of 28 polymorphic sites were autapomorphies.

Mean sequence divergence (Kimura 2-parameter distances) between Gymnocladus dioica and Gy. chinensis (0.163) was considerably greater than average divergence among Gleditsia species (range 0.004–0.100) (Table 2). Gymnocladus showed 18–24% sequence divergence from Gleditsia. Within Gleditsia, G. amorphoides was the most divergent from all other species (range 0.070–0.102). Four groups of species, G. japonica/G. delavayi/G. caspica (range 0.004–0.007), G. sinensis/G. rolfei (0.013), G. triacanthos/G. aquatica (0.014), and G. fera/G. australis/G. microphylla (range 0.016–0.033) showed low within-group sequence divergence. Among the remaining Asian Gleditsia, mean sequence divergence ranged from 0.040 to 0.073, whereas mean sequence divergence between Asian and North American species was 0.063–0.087.


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Table 2. Kimura 2-parameter distances (means ± 1 SD) within and between two Gymnocladus and 11 Gleditsia species. Numbers in parentheses following species names are the total numbers of sequences from all accessions sampled of that species

 
In summary, sequence variation was observed at all levels in the ITS data set, including among clonal sequences within all but one of the accessions (Gymnocladus chinensis). The amount of intra-individual variation, however, was low and not indicative of the several potential problems that may cause phylogenetically misleading signal when using ITS sequences, such as presence of divergent paralogs or pseudogenes (Buckler et al., 1997 ; Wendel, 2000 ). Confidence in the phylogenetic utility of the ITS data set was further increased by congruence with the independently generated cpDNA data (see below).

Phylogenetic analyses
The MP analysis using 50 sequences identified 1435 most parsimonious trees. One of those trees, with the same topology as the single best tree from the ML analysis, was selected to illustrate overall topology and branch support (Fig. 2). The strict consensus of these 1435 trees suggested several insights into the history of the genus, many of which were strongly supported by high bootstrap percentages (Fig. 2). First, the South American G. amorphoides sequences formed a clade that is sister to the rest of the genus. Second, the remaining sequences were divided into two large clades, one of which was relatively weakly supported and wholly Asian, and one of which was more strongly supported and contained both Asian and North American species. Both major clades bifurcated into two strongly supported clades. In the wholly Asian clade, G. sinensis and G. rolfei formed a clade (hereafter called the G. sinensis clade) that was sister to a clade containing G. australis, G. fera, and G. microphylla (hereafter called the G. australis clade). In the second major clade, the North American species, G. triacanthos and G. aquatica, formed a monophyletic group (hereafter called the G. triacanthos clade) that was sister to a clade containing the Asian species, G. japonica, G. delavayi, and G. caspica (hereafter called the G. japonica clade). In about 50% of the 1435 trees, the G. sinensis clade fell sister to the G. japonica/G. triacanthos clade instead of being sister to the G. australis clade. Each of these two arrangements was supported by a single synapomorphy. Third, within the G. australis clade, G. fera and G. australis always formed a pair of sister species. Fourth, the G. japonica sequences did not form a monophyletic group. Within this clade, the G. japonica sequences from Korea formed a clade with the single G. delavayi sequence, while the G. japonica sequences from China and Japan formed a clade with the G. caspica sequences. Fifth, the North American sequences of G. triacanthos and G. aquatica did not form separate monophyletic groups. Most of the topological variability within the 1435 shortest trees was due to the numerous equally parsimonious arrangements of these 16 sequences. The strict consensus suggested, albeit with very little support, that G. triacanthos is derived from a G. aquatica-like ancestor, but the separate analysis of all 32 North American sequences did not support this hypothesis. The 32 sequences contained 63 variable characters, only 10 of which were parsimony informative. Consequently, the MP analysis uncovered 500 shortest trees, each with length 127, a consistency index (excluding uniformative characters) of 0.746, and a retention index of 0.911. The strict consensus of these trees was a star phylogeny (not shown), in which all phylogenetic structure was lost, except for a small clade of four G. aquatica sequences.



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Fig. 2. One of 1435 most parsimonious trees based on analysis of ITS data (707 base pairs [bp]) from five Gymnocladus and 45 Gleditsia sequences (297 steps, consistency index with autapomorphies excluded = 0.787, retention index = 0.946). Maximum likelihood analysis produced this same topology. Numbers above branches are lengths (>0). Numbers below branches are bootstrap percentages (>50%; 100 replicates). Branches that collapse in the strict consensus are noted by an "X." Numbers and letters following species names (e.g., 1a, 2b) indicate numbered accessions and individual clonal sequences, respectively. See Botanical Society of America website (http://ajbsupp.botany.org/v90/) for details on each numbered accession

 
We combined ITS and cpDNA sequences for each of 22 accessions to produce a data set with an aligned length of 3998 bp. A total of 153 of these characters were variable within Gleditsia, and 103 of those were parsimony informative. An MP analysis produced 16 shortest trees, the topologies of which differed only in the relationships among the North American accessions (eight arrangements of the subclade containing the G. triacanthos accessions) and among the accessions of the G. japonica clade (two possible arrangements). All of the results described above for the ITS analysis were supported, except that here all trees showed the G. australis clade being sister to the clade containing the G. triacanthos and G. japonica clades (Fig. 3A). This arrangement was weakly supported, however, with a bootstrap value of 54% and decay index of 1. The sister relationship of G. amorphoides to the rest of the genus was again supported (86% bootstrap; decay index = 4), but was contradicted by the results of the ML analyses, which suggested instead that G. amorphoides, G. sinensis, and G. rolfei are a monophyletic group that is sister to all other Gleditsia accessions (Fig. 3B). This arrangement was four steps longer than the most parsimonious trees. Mapping the geographical distribution areas of each species onto Fig. 3A suggested that Gymnocladus and Gleditsia have a common origin in eastern Asia (Fig. 4).



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Fig. 3. Phylogenetic trees resulting from analysis of combined ITS and cpDNA sequence data (3998 bp) from two Gymnocladus and 20 Gleditsia accessions. (A) Strict consensus of 16 most parsimonious trees (430 steps, consistency index with autapomorphies excluded = 0.791, retention index = 0.900). Numbers above branches are lengths (>0) and decay indices (in parentheses). Numbers below branches are bootstrap percentages (>50%; 1000 replicates). (B) Maximum likelihood tree based on HKY+{Gamma} model (Swofford et al., 1996 ), where –ln L = 7942.29377, transition/transversion ratio = 1.298, alpha = 0.014. Branch lengths ≥0.001 are indicated

 


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Fig. 4. Most parsimonious mapping of geographic distribution on the strict consensus MP tree from combined ITS/cpDNA data for Gymnocladus and Gleditsia. See Botanical Society of America website (http://ajbsupp.botany.org/v90/) for a more complete description of the geographic distribution for each species

 

    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 LITERATURE CITED
 
Broad congruence between molecular data sets
The phylogenies for Gleditsia generated from separate and combined analyses of ITS and cpDNA sequences show several well-supported areas of agreement (Figs. 1–3). Four clades appear in all analyses: the G. japonica clade, the G. triacanthos clade, the G. australis clade, and the G. sinensis clade. The G. japonica clade and the G. triacanthos clade always form a larger monophyletic group, and within the G. australis clade, G. australis and G. fera are always sister species. Despite this constancy, two major areas of ambiguity remain. The MP analysis of ITS data suggests that the closest lineage to the G. triacanthos/G. japonica clade is equally likely to be either the G. australis or G. sinensis clade, whereas the ML analysis favors a third topology, in which these two latter clades are joined to form a large Asian clade. In contrast, both MP and ML analyses of combined ITS/cpDNA data place the G. australis clade sister to the G. triacanthos/G. japonica clade. The most conservative resolution of this phylogenetic uncertainty is to place the three clades in an unresolved trichotomy, which is the same result reached with the cpDNA data alone, and we interpret this as an indication of rapid divergence of Gleditsia into three main lineages early in its evolution. Also in doubt is the placement of G. amorphoides. Our original cpDNA study suggested that G. amorphoides was sister to the G. sinensis clade, but all MP analyses of ITS or combined data suggest that the G. amorphoides lineage is sister to the rest of the genus. Only the ML analysis of the combined data set returns the original result obtained with cpDNA data alone. The broad areas of congruence between data sets suggest resolutions to several competing phylogenetic and biogeographic hypotheses (Gordon, 1966 ; Isely, 1975 ; Larsen et al., 1980 ; Paclt, 1982a , b , 1984 ; Schnabel and Wendel, 1998 ), whereas the incongruities and ambiguities suggest alternative hypotheses about the early evolution of the genus.

Phylogenetic questions within Asian species
Most of the diversity in Gleditsia currently is found in Asia, where nine of the 13 species recognized by Gordon (1966) occur. Because many of these species are distributed over large areas and show great morphological variability (http://ajbsupp.botany.org/v90/; Gordon, 1966 ; Isely, 1975 ; Paclt, 1982b , 1984 ; Tucker, 1991 ), species definitions and relationships within Asian Gleditsia have been unclear. The best example of this is G. japonica, which is widespread in Korea, Japan, and eastern China. Gordon (1966) recognized G. japonica var. japonica as the taxon distributed over most of the range, but also recognized G. japonica var. stenocarpa as a Korean endemic. Gordon (1966) also expressed some doubts about the status of G. delavayi and G. caspica as separate species but noted several morphological characters that set them apart. Gleditsia delavayi, which grows in southwestern China, is the only species in the genus with a woody inflorescence axis, and it has the largest number of ovules per ovary (35–42 ovules vs. 23–32 ovules for G. japonica) and, consequently, the longest fruits (27–70 cm vs. 23–42 cm for G. japonica) in the genus. Li (1982 , 1988 ), however, recognized G. delavayi simply as one subspecies of G. japonica, along with G. japonica var. japonica and a newly defined G. japonica var. velutina. Paclt (1982a , 1984 ) went one step further and suggested that G. caspica also is not a distinct species from G. japonica. Neither of these authors recognized Gordon's G. japonica var. stenocarpa as a valid taxon. Moreover, all Gleditsia in Korea is often recognized as G. japonica var. koraiensis (e.g., Huh et al., 1999 ).

Our results are most supportive of Paclt's (1982a , 1984 ) interpretation of variability in the G. japonica clade. In contrast to the cpDNA data sets, which showed three characters unique to G. delavayi and five characters unique to G. caspica, no unique ITS characters define G. delavayi and 0–2 characters define each of the four G. caspica sequences (Fig. 2). This result, in itself, is somewhat surprising, given that ITS in Gleditsia appears to be evolving considerably faster than either ndhF or rpl16. For example, approximately 11% of the nucleotide sites were polymorphic within the Gleditsia ITS sequences, whereas only 2.1% of the ndhF sites and 2.9% of the rpl16 sites were polymorphic (Schnabel and Wendel, 1998 ). All analyses of ITS data alone and the ML analysis for the combined data, however, show that G. delavayi and G. caspica fall into separate (but weakly supported) clades and that each is sister to different G. japonica accessions. Thus, although our molecular data can separate G. delavayi from G. caspica, we cannot separate either of those from G. japonica. In addition, our two molecular data sets show different relationships among the G. japonica accessions. The cpDNA data suggest that the South Korean and Japanese accessions cluster separately from the Chinese accessions. In contrast, all the analyses of ITS data alone and the ML analysis of combined data place the South Korean accessions in one clade and the Japanese and Chinese accessions in a second clade. More extensive sampling of G. japonica, especially in China, will be necessary to determine whether any of the subspecific designations of G. japonica are phylogenetically justified and to clarify the taxonomic complexity of this group.

Additional conflict between our results and previous hypotheses involves the relationship between G. rolfei and G. fera. Both species are found in southeastern China, including Hong Kong, and Vietnam (Gordon, 1966 ; Larsen et al., 1980 ), but the range of G. rolfei extends also into Taiwan, the Philippines, and purportedly, Sulawesi (Gordon, 1966 ). Gordon (1966) hypothesized a close relationship between G. rolfei and G. fera, and Larsen et al. (1980) , Li (1988) , and Larsen (1989) suggested that G. rolfei is conspecific with G. fera. Our results indicate that these two species have no close relationship, implying that the morphological similarities between them result from convergence. We note, however, that our G. rolfei accession came from Taiwan, and it is not inconceivable that G. rolfei in southeast Asia is a different lineage more closely related to G. fera.

Other vexing phylogenetic and taxonomic questions still remain within the Asian taxa and can only be answered with more complete sampling and analysis of multiple data sets. First, although early publications on Gleditsia in China recognize G. sinensis and G. macracantha as separate species (Woon, 1921 ; Steward, 1958 ), subsequent authors have questioned this distinction (Isley, 1975 ; Paclt, 1982b ), and more recent Chinese floras have united the two under G. sinensis (Li, 1988 ). Gordon (1966) maintained them as separate species, but noted a long list of specimens that he was not able to assign definitively to either species. In our original study, we sequenced two accessions purported to be G. macracantha only to find that the sequences were identical to our G. triacanthos sequences. Neither of these accessions came directly from China and therefore probably were mislabeled in their respective arboreta. A recent check of one of those growing in the Royal Botanic Garden at Kew, UK, has confirmed this hypothesis (A. Schnabel, personal observations). Second, the relationship of G. assamica, from northeastern India, to the rest of the genus is unresolved, because of the difficulty of sampling this poorly documented species. Gordon (1966) was able to view an illustration of a single specimen for his monograph. The species is now considered to be threatened with extinction in the wild (Sanjappa, 1990 ), but is known to survive under cultivation (Das and Thapliyal, 1999 ).

North American Gleditsia
Gleditsia triacanthos and G. aquatica are the only extant Gleditsia species in North America. Due in large part to its being planted for windbreaks, fodder, and as an ornamental and shade tree, G. triacanthos has greatly expanded its range in the United States and now covers nearly the whole of the eastern United States and adjacent Canada, as well as much of the Great Plains (Stephens, 1973 ; Blair, 1989 ). Its original distribution, however, is thought to have been in the east-central United States, with maximum abundance in southern Illinois and Indiana as a part of streamside and bottomland forests (Gordon, 1966 ; Blair, 1989 ). In contrast, G. aquatica ranges more narrowly in floodplains and swamps from the southeastern coastal plain of South Carolina, Georgia, and northern Florida west to eastern Texas and north along the Mississippi and Ohio river drainages as far as southern Illinois and Indiana (Gordon, 1966 ; Roberston and Lee, 1976 ; Godfrey and Wooten, 1981 ; Brown and Kirkman, 1990 ). Hybrids between the two species (G. x texana) have been reported in areas where the ranges overlap (Sargent, 1922 ; Vines, 1960 ; Gordon, 1966 ).

Gordon (1966) examined a large number of specimens of these two species and concluded that each was more closely related to Asian species than to each other. Our original cpDNA data suggested otherwise (Schnabel and Wendel, 1998 ). In all the analyses of cpDNA data, G. triacanthos and G. aquatica formed a well-supported clade, in which two G. aquatica accessions were sister to a clade containing both G. triacanthos and G. aquatica accessions. The relationships among those accessions, however, were based on a small number of characters, because the ndhF sequences of the two species were identical, and the rpl16 intron sequences contained only seven shared polymorphisms and one species-specific indel.

We proposed two hypotheses to explain these results. First, we hypothesized that the cpDNA data were misleading, due to extensive hybridization and cytoplasmic introgression, and that Gordon's suggested relationships might emerge upon analysis of a nuclear gene data set. As an alternative, we hypothesized that Gordon's conclusions about relationships were incorrect and that the cpDNA data were pointing to the true relationship between these two species. This scenario envisions a recent divergence, in which shared polymorphisms are ascribed to incomplete lineage sorting.

The ITS data strongly support the monophyly of the North American lineage (16 synapomorphies, 100% bootstrap value), but again suggest that G. triacanthos and G. aquatica are paraphyletic. Although considerable nucleotide variability was observed within each species, most polymorphisms were autapomorphies. Among the 10 phylogenetically useful polymorphisms, we found no fixed differences and four shared polymorphisms. With such a small amount of information, relationships among the sampled accessions were not well defined. Total molecular evidence therefore suggests that Gordon (1966) was incorrect in his assessment of relationships between North American and Asian Gleditsia and that G. triacanthos and G. aquatica represent a pair of recently diverged species.

In general, species of Gleditsia show considerable morphological variability that makes them difficult to distinguish using either vegetative or floral characters (Gordon, 1966 ; Isely, 1975 ; Tucker, 1991 ), and G. triacanthos and G. aquatica are no exception. Gordon's (1966) descriptions of branches, spines, and flowers for these two species show overlapping variability in nearly all characters. Later work by Tucker (1991) on floral organogenesis demonstrated that G. triacanthos and G. aquatica have similar ranges of floral character variability. Thus, most available morphological data appear to mirror our molecular results.

Despite these morphological and molecular similarities, the two species are easily differentiated on the basis of fruit and seed morphology. Like most of the genus, G. triacanthos has a many-ovuled ovary (>25 ovules/fruit; Gordon, 1966 ) and elongate fruits with a thick pericarp and a sweet pulp. In contrast, the fruits of G. aquatica are short (elliptically shaped), contain 1–3 ovules, have a thinner, lighter pericarp, and lack pulp. Seeds in G. triacanthos are oblong and 7–8 mm wide, whereas G. aquatica seeds are oval and 9–10.5 mm wide (Gordon, 1966 ). The striking differences between G. aquatica fruits and those of most other Gleditsia species have been assumed to result from natural selection for better fruit dispersal in a wetland habitat (Gordon, 1966 ; Heiser, 1985 ). Whatever the reason, the rapid evolution of this character stands in strong contrast to the much slower rate of evolution in other morphological characters, not only between G. aquatica and G. triacanthos, but also between members of the genus (e.g., G. fera and G. rolfei) that appear to have been evolving separately for many millions of years longer than have the North American species.

A biogeographic picture of Gleditsia and Gymnocladus
The close congruence between cpDNA and ITS data sets provides a solid phylogenetic framework for investigating the origins and biogeographic history of Gleditsia and Gymnocladus. Two major questions need to be addressed. First, when and where did the Gleditsia/Gymnocladus lineage evolve? Second, when and how did the major disjunctions in the two genera originate? To answer these questions, we interpret our phylogenetic results in light of current understandings about the phylogeny and fossil history of the Leguminosae, the fossil history of Gleditsia and Gymnocladus, and patterns of species migrations in the Northern Hemisphere during the Cenozoic.

Origin of Gymnocladus and Gleditsia
Gymnocladus and Gleditsia have long been considered a small monophyletic group within the tribe Caesalpinieae (Lee, 1976 ; Polhill and Vidal, 1981 ). Because of a suite of unspecialized floral features (Cowan, 1981 ; Polhill et al., 1981 ; Tucker, 1991 ), the Gleditsia group was originally considered to be among the most primitive of extant legumes (Dickison, 1981 ; Polhill and Vidal, 1981 ). This position was supported by the morphological cladistic analysis of Tucker and Douglas (1994) , in which floral ontogenetic characters were used extensively, but not by a second morphological analysis performed by Chappill (1995) . Subsequent molecular analyses have confirmed the monophyly of the group and have placed it as a lineage separate from the majority of the Caesalpinieae within a clade composed of several other small genera (e.g., Acrocarpus, Ceratonia) along with a large clade that includes the Mimosoideae and the rest of the Caesalpinieae (Käss and Wink, 1996 ; Doyle et al., 1997 , 2000 ; Bruneau et al., 2001 ; Kajita et al., 2001 ; Herendeen et al., in press). The position of the Gleditsia group in these phylogenetic analyses indicates that it is older than the Mimosoideae but approximately the same age or younger than the Papilionoideae. Herendeen et al. (1992) emphasize that all major lineages of legumes were present during the Eocene (35–56 mya), and Magallón et al. (1999) place the minimum ages for the Mimosoideae and Papilionoideae at the middle (44.3 mya) and lower (53.3 mya) Eocene, respectively. The minimum age of the Gleditsia/Gymnocladus lineage must therefore be within these bounds. Moreover, the character mapping analysis (Fig. 4) supported an eastern Asian origin for both Gymnocladus and Gleditsia.

Unfortunately, the fossil record for Gleditsia and Gymnocladus is relatively slim compared to some other genera for which detailed biogeographic reconstructions have recently been attempted (cf. Xiang et al., 1998 ; Stanford et al., 2000 ; Whitcher and Wen, 2001 ). Although some Eocene legume fossils from North America show resemblence to Gymnocladus and Gleditsia (Axelrod, 1992 ; Herendeen, 1992b ), the oldest reliable fossils for this lineage are from Oligocene sediments (23–35 mya) (P. S. Herendeen, George Washington University, personal communication). The best documentation of both genera, however, comes from the Miocene (5–23 mya) and Pliocene (2–5 mya). Miocene fossils of Gleditsia and Gymnocladus have been found in western North America (Prakash and Barghoorn, 1961 ; Axelrod, 1992 ), and Miocene and Pliocene Gleditsia fossils are known from eastern North America (McCartan et al., 1990 ; Wheeler and Baas, 1992 ). All of these Gleditsia fossils (wood and leaves) show strong affinities with G. triacanthos. In Asia, Miocene fossils document the presence of Gleditsia in Japan (Tanai, 1972 ; Wheeler and Baas, 1992 ), Gleditsia and Gymnocladus in eastern China (Hsü, 1983 ; Guo and Zhou, 1992 ; Tao, 1992), and Gleditsia in the Caucasus (Shakryl, 1992 ). Both genera are also found among Pliocene fossils from the Caucasus (Shakryl, 1992 ). The Chinese Miocene Gleditsia have been divided into two species, G. parajaponica Guo & Zhou and G. miosinensis Hu & Chaney, that are considered to be most similar to the extant G. japonica and G. sinensis (Guo and Zhou, 1992 ). Gleditsia miosinensis has been found in east-central (Shandong Province) and southwestern China (Yunnan Province), whereas G. parajaponica is known only from a single east-central locality (Zhejiang Province). No reliable fossils of either genus have been described from Europe (e.g., Herendeen, 1992a ).

In summary, the combination of fossil and phylogenetic analyses supports an eastern Asian origin of both Gleditsia and Gymnocladus during the early to middle Eocene. The relatively sparse fossil record, however, leaves many questions unanswered about diversity and distribution of these genera during the Eocene and Oligocene, but it clearly indicates the presence of several lineages in Asia and North America by the Miocene and a widespread Asian distribution from eastern China to the Caucasus by the Pliocene.

Origins of eastern Asian-eastern North American disjunctions
Several authors have discussed the mechanisms by which Asian-North American disjunctions could arise (see reviews in Manchester, 1999 ; Tiffney, 2000 ). Both the North Atlantic and Bering land bridges have been important migration routes between Eurasia and North America (Manchester, 1999 ; Tiffney, 2000 ). Because the North Atlantic land bridge was broken by the late Eocene (Tiffney, 2000 ), and because there is no fossil evidence of either Gleditsia or Gymnocladus in Europe, it seems most likely that current Asian-North American disjunctions in these genera arose through migrations across the Bering land bridge. Figure 4 further supports a hypothesis of migration from Asia to North America and not vice versa. The Bering land bridge is known to have been operational until 5–7 mya (Marincovich and Gladenkov, 1999 ), although at that time (the end of the Miocene), the Alaskan climate may have been too cool to support warm temperate taxa like Gymnocladus and Gleditsia (White et al., 1997 ; Tiffney, 2000 ).

Although the migration route taken to reach North America seems clear, the timing of these events is not. Because molecular divergence at ITS and the cpDNA genes is more than twice as great between Gymnocladus dioica and Gy. chinensis than it is between members of the Gleditsia triacanthos and G. japonica clades, we suspect that the current eastern Asian-eastern North American disjunction in Gymnocladus arose considerably earlier than the equivalent disjunction in Gleditsia. The paucity of fossil evidence from the Eocene and Oligocene, however, makes any hypotheses about diversification and migration during those epochs merely speculative. If estimates of divergence times based on molecular clocks are to be believed, the Miocene was an important period for flowering plant migrations between Asia and North America (reviewed in Wen, 1999 ), and evidence of both Gymnocladus and Gleditsia in North America during that time suggests that migration must have occurred at least as early as 15–20 mya.

Regardless of the absolute timing of these migration events, our molecular data refute Gordon's (1966) hypothesis of two intercontinental sister-species pairs in Gleditsia. The ITS and cpDNA data sets both strongly indicate that Gleditsia aquatica and G. microphylla are only distantly related and that no intercontinental species pairs exist. Following what appears to be a general pattern for east Asian-eastern North American disjuncts (Wen, 1999 ; Stanford et al., 2000 ), our data point to species diversification occurring within each of the disjunct lineages subsequent to migration of the G. japonica-like ancestor across the Bering land bridge. The evidence of Miocene fossils resembling G. japonica and G. triacanthos, combined with the observation of extremely low levels of genetic divergence within each of these lineages (for ITS, <1% mean divergence within the G. japonica clade and 1.4% mean divergence within the G. triacanthos clade) compared to divergence between lineages (6.5–7% for ITS), suggests that these lineages existed long before the currently ongoing diversification. Thus, these two lineages were widely distributed on their respective continents during the Miocene, but diversification is apparently more recent, perhaps beginning only during the Pliocene.

Origin of Asian-South American disjunction in Gleditsia
One of the most confounding aspects of Gleditsia biogeography is the origin of G. amorphoides, which is currently found in temperate, east-central South America and represents a rare and poorly studied type of floristic disjunction (Thorne, 1972 ). The placement of G. amorphoides within the Gleditsia phylogeny was the only significant incongruity between the cpDNA trees and the ITS trees. Our cpDNA phylogeny placed G. amorphoides as a close relative of G. sinensis/G. rolfei, and using a molecular clock hypothesis, we suggested that G. amorphoides diverged from an Asian ancestor 5–7 mya (Schnabel and Wendel, 1998 ). In contrast, the ITS data indicate that G. amorphoides is the most genetically divergent species in the genus, and all ITS trees show G. amorphoides to be sister to the rest of the genus. The results from combined analysis are equivocal, with the MP trees supporting this basal split and the ML tree supporting a sister relationship with the G. sinensis clade.

Whichever of these topologies is correct, G. amorphoides clearly has its closest extant relative in eastern Asia. Moreover, the many molecular and morphological (Gordon, 1966 ) differences between this species and the rest of the genus suggest that G. amorphoides has been isolated from the rest of Gleditsia for millions of years. Because South America was an island throughout most of the Tertiary, the ancestor of G. amorphoides must have reached South America by long-distance dispersal. This dispersal could have occurred directly from Asia across the Pacific Ocean or indirectly by means of migration from Asia to North America followed by dispersal from North America to South America. The latter hypothesis assumes that the North American ancestor is now extinct, leaving a phylogeny that shows a direct link with Asian Gleditsia. This same problem was faced by Soltis et al. (2001) for Chrysosplenium, which also possesses a temperate South American disjunct with a sister species in Asia, but in neither case can current data eliminate one or the other possible explanations. As discussed by Soltis et al. (2001) , Asian-North American-South American disjunctions probably originated in multiple ways, and each case may be different. Cameron and Chase (1999) , for example, argue that a similar disjunction in the orchid subtribe Pogoniinae arose in the opposite direction, through migration from South America to Asia by way of North America and the Bering land bridge.

In conclusion, Gleditsia and Gymnocladus most likely evolved in eastern Asia in the middle or early Eocene. Species of both genera apparently migrated across the Bering land bridge to North America, but the much greater molecular divergence between Asian and North American Gymnocladus than between Asian and North American Gleditsia suggests that Gymnocladus may have migrated much earlier than Gleditsia. Fossil evidence from Miocene strata clearly show that migration throughout Asia and North America had occurred by 15–20 mya. The lone Gleditsia species in South America most likely descended from an ancestor that reached that continent by long-distance dispersal in the Oligocene or Miocene. Within Asia, Gymnocladus has exhibited little diversification, whereas Gleditsia has branched into three main lineages, two of which include significant intracontinental disjunctions, and one of which gave rise to the extant North American clade. The North American species, although morphologically and ecologically distinct from one another, are polymorphic and paraphyletic with respect to molecular characters. Speciation within this clade therefore appears to be recent, possibly beginning during the Pliocene.


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Table 2. Extended

 

    FOOTNOTES
 
1 The authors thank K. W. Cheung, M.-G. Chung, E. Hedborn, N. T. Hiep, T. C. Khánh, G.-C. Ling, R. McDonald, B. Middleton, K.-W. Park, J. Quigley, F. Santamour, R. Small, R. Vanni, and Jardín Botánico y Arboretum C. Spegazzini (La Plata, Argentina) for sending plant material; A. Bruneau for helpful comments on the manuscript; C. B. Heiser for helping to collect material from the IU Experimental Garden; and P. S. Herendeen for information on Gleditsia and Gymnocladus fossils and for helpful comments on the manuscript. This work was supported by a grant from the National Science Foundation (DEB-9203214). Back

4 Author for reprint requests (aschnabe{at}iusb.edu ) Back

5 Current address: Department of Molecular and Cell Biology, University of California, Berkeley, California 94720 USA Back


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