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Evolutionary trends in safety factors against wind-induced stem failure¹

²Department of Plant Biology, Cornell University, Ithaca, New York 14853-5853 USA ³Botanischer Garten der Albert-Ludwigs-Universität, Freiburg i. Br., D-79104 Germany

We explore the hypothesis that the safety factor against wind-induced stem failure remained high during early land plant evolution despite an evolutionary increase in height with concomitant increases in wind-induced drag forces, bending stresses, and moments. This hypothesis was examined for 17 Paleozoic plant species assuming that each (1) existed in a densely packed community of conspecifics with equivalent height, (2) coped with the same wind profile (where ambient wind speed decreased toward ground level), but (3) had different within-canopy wind speeds depending on plant height and general morphology. Drag forces, stresses, and moments were computed, and a safety factor was calculated for each taxon using the quotient of its stem-tissue breaking stress and maximum wind-induced bending stress.

The highest factors of safety were calculated among the most ancient rhyniophyte and zosterophyllophyte species examined (e.g., Rhynia and Gosslingia), and, on average, decreased among the taller and geologically younger species. The tallest species examined (e.g., Archaeopteris and Diaphorodendron) had safety factors equal to or higher than those of some of their presumed ancestors (e.g., Psilophyton and Leclercqia). These trends were statistically more robust among rhyniophytes and their presumed descendants.

Even though the results comply with the hypothesis, numerous limitations of our protocol exist (e.g., the requirement for reliable whole-plant reconstructions). These are discussed in terms of our theory. Nonetheless, we believe our theory and protocol afford a reasonable opportunity to explore the effects of wind on early plant evolution.

Key Words: biomechanics • factors of safety • fossil plants • mechanical stability • wind-loading

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